November 23, 2024

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Indeed, even a critic of Wall Street practices such as Mr. Carson views the expanding arena of alternative investments as an area where the Street can add value for advisers. “We are excited to invest in CAIS, one of the fintech leaders transforming alternative investment access for wealth management. At Apollo, we want more individuals to access alternative strategies and companies like CAIS help to bridge the gap between asset managers and advisors through their growing platform. We believe this latest funding round will support the company’s continued growth and success,” said Marc Rowan, Co-Founder and CEO of Apollo. If you work in the home office of a broker-dealer, a large RIA aggregator, or a bank and trust company with multiple advisor teams, branches, and offices, you may recognize the complexity of scaling alternative investing.

The company has issued securities pursuant to exemption provided under Regulation D. The transaction was raised at post money valuation of more than $1,000,000,000. All funds listed on the CAIS Marketplace undergo an independent review by Mercer,2 a leader in institutional investment and operational due diligence. capital integration systems Analyze platform physical architecturesSimplify the task of subsystem integration with automatic synthesis of wiring objects using configurable rules. This allows real-time wiring architecture studies and ensures the consistent application of intellectual property and engineering best practices.

Sidley represented Capital Integration Systems LLC (CAIS) in an investment of US$225 million by investors affiliated with Apollo Capital Management and Motive Partners, with additional investment from Franklin Templeton. CAIS is an alternative investment platform that accesses a menu of alternative investment funds and products, including hedge funds, private equity, private credit, real estate, structured notes, and digital assets. A new era of access is underway—we’ve combined world-class technology with an industry-leading client experience to deliver alternative investments more efficiently than ever before. Our platform connects independent financial advisors with leading alternative asset managers, empowering them to engage and transact on a massive scale.

  1. For more information about unlocking the world of alternative investments and the CAIS platform, please fill out the form below.
  2. Through CAIS IQ, we provide educational materials designed to help financial advisors gain confidence and make informed decisions with their clients.
  3. They are tapping into collaborations, leveraging insights from auditing firms like Deloitte to build a fund management tool that different stakeholders, even the regulatory bodies, can utilize.
  4. Daily updated news about investment into startups, hedge funds and private equity companies.
  5. However, repairs made to maintain the usefulness of a piece of equipment or an asset is merely maintenance and not a capital addition—these distinctions are important for capital budgeting and fixed asset accounting.

Due diligence of alternative investments for independent broker-dealers has long been controlled by a handful of analysts with long-standing relationships with both broker-dealers and product sponsors. And it has also been the norm for the product sponsors — not the broker-dealers — to pay for due-diligence research. A clear opportunity in the independent adviser market for Mercer, and others, arose from the higgledy-piggledy manner of analysis and due diligence of alternative investments such as real estate investment trusts and BDCs, Mr. Eisenberg said. The fund is sponsored by Bluerock Real Estate LLC, a management company that has been raising money for a nontraded real estate investment trust.

They also tend to stipulate that the owner should report any increase in value on a quarterly basis. Failure to account for a capital addition could lead to a property being underinsured, a shortfall in the replacement value and an insufficient maximum claim amount. As a startup spun out of a VC fund that prides itself on leveraging AI-powered tools to streamline VC operations, Cap VC is taking a stab at disrupting the people funding the disruptors.

CAIS – Mercer Survey Finds Advisor Demand Accelerating for Alternative Investments

Through CAIS Solutions, our software-as-a-service (SaaS) offering, RIAs and independent broker-dealers can centralize and scale all their alternative investment operations in one place. Use time-saving features—such as automated customer profiles, digitized documentation, AML/KYC smart logic, CAIS DocuSign, and integrations with custodians and third-party reporting providers—for all your alternative investment funds. Through CAIS Marketplace, financial advisors can gain free, turnkey access to a variety of products available to a spectrum of eligible investors. Browse our private markets and hedge fund product menus, structured note offerings, educational materials, and Mercer due diligence reports, while learning about alternative strategies via our on-demand online learning experience, CAIS IQ. Expand your advisors’ investment options with products from globally recognized asset managers and bank issuers.

Our Offices

Capital Integration Systems Llc has been in the H1B Visa program since 2011 where they hired 1 employees. They peaked in 2014 with 4 employees, and the recent trend shows the average number of employees on an incline. Sign up with Trusted Insight and access Capital Integration Systems LLC’s full profile. We give you the access and tools to invest like a Wall Street money manager – at a Main Street price. The company amended its terms of transaction and announced that it has raised $340,000,000 from 6 investors in the transaction.

Asset Manager

CAIS is a financial technology platform, providing independent financial advisors with access to top-tier managers of specialized investment products in the multi-trillion-dollar independent wealth channel. CAIS is a financial technology platform providing the independent wealth channel with access to alternative investments. CAIS is profitable and growing at an annual rate of between 20 percent and 30 percent, Brown said. The firm offers alternative investment products such as private equity and real estate to independent wealth managers. Platform to access funds and products, including hedge funds, private equity, private credit, real estate, structured notes, and digital assets.

CAIS streamlines the end-to-end transaction process through digital subscriptions and integrated reporting with the leading US custodians and reporting providers, which makes investing in alternatives simpler. With Preqin Pro, you gain an unobstructed view of all alternative asset class activity across institutional investors, https://adprun.net/ fund managers, funds, portfolio companies, deals, exits, and service providers. For more information about unlocking the world of alternative investments and the CAIS platform, please fill out the form below. Distressed debt and credit is a rapidly growing sector of the private equity and hedge fund universe.

CAIS streamlines the end-to-end transaction process through digitized subscriptions and integrated reporting with major custodians and reporting providers, simplifying investing in alternatives and structured notes. On the other hand, software development is a specialized skill, and he says Cap VC has a waitlist of eager investors standing by to take the company’s tools for a spin. Aside from developing a platform, Cap VC is also creating a more accessible space for LPs and auditors. They are tapping into collaborations, leveraging insights from auditing firms like Deloitte to build a fund management tool that different stakeholders, even the regulatory bodies, can utilize.

The freshly minted startup says it saw opportunities within the venture capital industry’s inefficiency, recognizing a largely unmet need. Specifically, it identified that VCs are inundated with complicated PDF files, which is where Cap VC comes in. Cap VC is launching a tool for VC firms, and is planning to expand its offering to startups raising money. Financial Technology Partners served as financial advisor to CAIS on the transaction. It facilitates rule-driven automated development of complete platform electrical architectures.

RIA Industry Veteran David Canter Joins CAIS as Strategic Advisor

NEW YORK—-CAIS, the leading alternative investment platform, today announced Ellen Levy and Neal Pawar have joined the company’s Board of Directors. Private equity-backed networks like Cetera Financial Group have been eager to expand. The latest deal will add 900 Voya advisers with $40 billion in client assets onto the independent broker-dealer’s platform. “We earn our trust every day with advisers,” he said, noting that Goldman offers strong investment products with a clear value proposition to advisers and their clients.